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FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.
Episodes
Thursday Aug 19, 2021
Thursday Aug 19, 2021
The FCA’s Investment Firms Prudential Regime takes a new approach to liquidity requirements for investment firms. Reed Smith's David Calligan and Karen Butler are joined by Kroll’s Andrew Lowin to discuss the minimum amount of liquid assets required to be held by investment firms and to help firms understand those requirements, especially as for some it will be the first time they have been subject to the requirement.
For more information, please visit Reed Smith's Financial Regulatory page.