2.4K
Downloads
13
Episodes
FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.
Episodes
Wednesday Nov 18, 2020
Wednesday Nov 18, 2020
Reed Smith partners David Calligan and Karen Butler join Andrew Lowin of Duff & Phelps to discuss the UK’s new Investment Firms Prudential Regime (which comes into force in January 2022). They review why the new K-factors were introduced, and what firms need to know about them and their differing requirements. They also address the detail of the four client risk K-factors and the two market risk K-factors.
For more information, please visit Reed Smith's Financial Regulatory page.